Project supported by China Special Fund for Meteorological Research in the Public Interest (Grant No. GYHY201406002), the National Natural Science Foundation of China (Grant Nos. 41575065 and 41405049), the National Natural Science Foundation International Cooperation Project, China (Grant No. 41661144024), and Strategic Priority Research Program of Chinese Academy of Sciences (Grant No. XDA17010100).
Project supported by China Special Fund for Meteorological Research in the Public Interest (Grant No. GYHY201406002), the National Natural Science Foundation of China (Grant Nos. 41575065 and 41405049), the National Natural Science Foundation International Cooperation Project, China (Grant No. 41661144024), and Strategic Priority Research Program of Chinese Academy of Sciences (Grant No. XDA17010100).
† Corresponding author. E-mail:
Project supported by China Special Fund for Meteorological Research in the Public Interest (Grant No. GYHY201406002), the National Natural Science Foundation of China (Grant Nos. 41575065 and 41405049), the National Natural Science Foundation International Cooperation Project, China (Grant No. 41661144024), and Strategic Priority Research Program of Chinese Academy of Sciences (Grant No. XDA17010100).
We used a weather research and forecasting model to simulate a torrential rainstorm that occurred in Xinjiang, China during June 16–17, 2016. The model successfully simulated the rainfall area, precipitation intensity, and changes in precipitation. We identified a clear wave signal using the two-dimensional fast Fourier transform method; the waves propagated westwards, with wavelengths of 45–20 km, periods of 50–120 min, and phase velocities mainly concentrated in the −25 m/s to −10 m/s range. The results of wavelet cross-spectral analysis further confirmed that the waves were gravity waves, peaking at 11:00 UTC, June 17, 2016. The gravity wave signal was identified along 79.17–79.93○E, 81.35–81.45○E and 81.5–81.83○E. The gravity waves detected along 81.5–81.83○E corresponded well with precipitation that accumulated in 1 h, indicating that gravity waves could be considered a rainstorm precursor in future precipitation forecasts.
Gravity waves are ubiquitous in the atmosphere, and play an important role in the transport of momentum and energy between the troposphere and stratosphere.[1] Several reasons have been proposed to explain the excitation of gravity waves including topography. The generation of Lee waves or mountain waves by airflow over a mountain occurs at scales between 10 km and 100 km, corresponding well with the size of the mountains.[2] The generation of gravity waves is accompanied by geostrophic adjustment, in which air adjusts from non-equilibrium flow to equilibrium flow and the momentum, energy and potential vorticity are redistributed, generating gravity waves and releasing unstable energy. The evolution of the jet-front systems is typical in gravity waves generated through geostrophic adjustment. Uccellini and Koch[3] proposed a conceptual model that located the activity region of gravity waves at the north of the surface front and the east of the upper jet, and determined their phase velocity by the speed of the jet-front system.[4] Simulations further confirmed that the gravity wave sources were located at the front of the ridge line at high latitudes and in the vicinity of the trough at mid-latitudes.[5] The authors concluded that water vapor played a crucial role in the excitation of gravity waves such that wet sources of gravity waves could produce wider power spectra, wavelength spectra and phase velocity spectra than dry sources of gravity waves.[6,7] Wind shear has also been widely discussed as a source of gravity waves through the envelope radiation mechanism and nonlinear Kelvin–Helmholtz instability.[8,9] The role of the wave–wave interaction as a gravity wave generator has also been studied; the parametric subharmonic instability has been used to interpret the generation of gravity waves and these findings were supported by radar observations.[10] Convection systems are another important source of gravity waves that has been widely studied. Three mechanisms are currently used to interpret the generation of gravity waves by convection: the obstacle effect,[11] the mechanical oscillator effect[12] and pure thermal forcing.[13] Some studies have also attempted to interpret the sources of gravity waves using wave equations, and the results showed that latent heating was predominant in the generation of gravity waves.[14,15]
Convection can not only generate gravity waves but also acquire feedback, which can help to form new convection cells. The wave-conditional instability of the second kind (CISK) mechanism has been widely used to explain the interaction between gravity waves and convection;[16,17] however, the calculation of spreading speeds based on this mechanism generally disagrees with the observations.[18] A combination of wave ducting and the wave-CISK mechanism has successfully explained the propagation and maintenance of convection systems.[19,20] Subsequently, many studies have focused on the effects of gravity waves on convection; for example, Liu et al.[21] investigated the role of gravity waves in the development of squall lines and found that a combination of gravity waves and cold pool outflow maintained the propagation and development of squall lines. Su and Zhai[22] discovered using high-resolution numerical models that gravity waves and convergence lines together promoted convection initiation.
Considering the close correlation between gravity waves and convection, quantitative analysis of the parameters of gravity waves and the spatiotemporal characteristics of wave parameters have become an essential work in this field. The polarization property of the perturbation quantities of horizontal wind fields is key to extracting the parameters of inertial gravity waves (IGWs). Using this property in horizontal wind fields, Thompson[23] introduced rotary spectral analysis, based on Fourier transform, to analyze the vertical propagation of gravity waves. The disadvantage of this method is that it cannot be used to obtain the horizontal propagation direction or frequencies of gravity waves. Cot and Barat[24] attempted to extract the horizontal and vertical propagation directions of gravity waves and calculated wave frequencies using the hodograph method; however, the results were inaccurate when multiple waves were simultaneously present in the hodographs. The cross-spectral method combines the advantages of the rotary spectral analysis and the hodograph method,[25] and has therefore been widely adopted. However, the cross-spectral method cannot be used to obtain the spatiotemporal evolution characteristics of wave parameters. To solve this problem, Lu et al.[26] combined the continuous wavelet transform and cross-spectral methods based on the polarization of gravity waves, and successfully extracted the temporal and spatial characteristics of gravity waves from the observed data. Due to the presence of noise, wave signals extracted from the observed data might be false waves; significant tests in the wavelet power spectrum analysis and wavelet cross-spectral analysis should be used to improve the gravity wave analysis.[27,28]
In summary, the wavelet cross-spectral method makes it possible to acquire the spatiotemporal characteristics of gravity waves, but studies on this method have mainly focused on horizontal wind fields (i.e., u and v directions), whereas studies using the spectral analysis method based on the gravity wave model have ignored the geostrophic parameter f. For modeling mesoscale IGWs, the geostrophic parameter must not be neglected, and the fixed-phase polarization relationship between mπ in the u and v horizontal wind fields in the pure gravity wave model does not exist for IGWs.[29] Gravity wave identification and spectral analysis have only been applied to observations. Application of the spectral analysis methods in weather research and forecasting (WRF) models to study gravity waves would be helpful in identifying gravity waves with smaller wavelengths than typically observed. Spectral analysis would also permit the identification of quantitative gravity wave parameters in higher-resolution mesh regions than possible in isolated sounding observation stations.
Therefore, we used the three-dimensional (3D) inertial gravity wave model and the phase polarization relationship between π/2 of the horizontal divergence and vertical vorticity to identify gravity waves and analyze their spatiotemporal characteristics during a torrential rainstorm that occurred in Xinjiang, China duirng June 16–17, 2016.
The data used in this paper included China merged analysis hourly precipitation data, global forecast system (GFS) data at a resolution of 0.25○, and WRF3.7.1 model output at a resolution of 3 km. Fast Fourier transformation (FFT), cross-spectral analysis, wavelet spectral analysis, and inverse FFT (IFFT) were used to analyze the gravity waves based on their polarization property.
A torrential rainstorm occurred in Xinjiang, China during June 16–17, 2016. Precipitation was mainly concentrated in Yili Valley and distributed along the Borohoro Mountains from the northwest to southeast (Fig.
During the rainstorm, a South Asian high increasingly strengthened and moved westwards, with a high-pressure center stably maintained over the Tibetan Plateau (Figs.
The water vapor originated mainly from the Arctic Ocean (Fig.
We used the WRF model version 3.7.1 to simulate the torrential storm with a single domain with 539 × 384 grid points in the north-south and east-west directions, and a horizontal grid spacing of 3 km. The simulation was performed for the storm occurring over a period of 48 h, from 00:00 UTC, June 16, 2016 to 00:00 UTC, June 18, 2016. The initial and boundary conditions were derived from the National Centers for Environmental Prediction/National Center for Atmospheric Research (NCEP/NCAR) GFS reanalysis dataset, with a resolution of 0.25○ × 0.25○. The main parameterizations used in the model are as follows: a microphysics scheme with ice, snow and graupel processes suitable for high-resolution simulation (Thompson); a boundary scheme from the asymmetric convective model with a non-local upward mixing and local downward mixing closure scheme (ACM2); a two-layer scheme from the Pleim–Xiu land surface model with vegetation and sub-grid tiling (PX LSM); a longwave radiation scheme from the rapid radiative transfer model (RRTM). The model was set up to provide output every 10 min. The simulation area and topographic distribution are presented in Fig.
Rainfall was mainly concentrated along the southern foot of Borohoro Mountain during 12:00–18:00 UTC, June 16, 2016 (Fig.
There were differences in the precipitation intensity and location of precipitation cells between simulation and observation; however, overall, the precipitation areas and precipitation development trend were very similar. In other words, the model reproduced the precipitation process well, and the high-resolution model output was sufficiently accurate to analyze gravity wave characteristics during the torrential rainstorm.
Gravity waves, particularly mesoscale IGWs, are typically closely correlated with rainstorms and other mesoscale weather systems. Therefore, we further examined the characteristics of gravity waves, the spatiotemporal evolution of gravity waves, and their roles during the rainstorm. We chose the cross-section indicated by the red line in Fig.
We began by calculating the running average values of vertical velocity every 4 h, after which FFT was used to obtain the mean characteristics of the waves along the red line indicated in Fig.
A phase difference of 90○ between the vertical vorticity and horizontal divergence was selected as the criterion to identify IGWs based on the polarization of gravity waves.[29] We calculated the phase spectrum and correlation spectrum of the vertical vorticity and the horizontal divergence using cross-spectral analysis to identify IGWs along the red line indicated in Fig.
Based on the cross-spectral analysis, we were able to identify IGWs with detailed wavelengths and periods; however, the disadvantage of the cross-spectral analysis is that it could not be used to obtain the spatiotemporal characteristics of IGWs. Based on the phase spectrum, correlation spectrum, and amplitude spectrum of the vertical vorticity and horizontal divergence calculated using wavelet cross-spectral analysis, we obtained the spatiotemporal characteristics of IGWs along the red line indicated in Fig.
To obtain the temporal characteristics of the IGWs in the rainstorm, we performed wavelet cross-spectral analysis of the vertical vorticity and horizontal divergence over time. Figure
According to our analysis of IGWs, we chose IGWs during the rainstorm with periods of 60–120 min, horizontal wavelengths of 50–60 km, and phase velocities of −10 m/s to –20 m/s for reconstruction by filtering the vertical velocity with the IFFT method. The westward propagation of gravity waves is clearly evident in Fig.
Figure
This study focused on a torrential rainstorm event that occurred mainly in Yili Valley and along the Borohoro Mountains in Xinjiang Province, China. The trough was located to the west of Lake Balkhash at 500 hPa; the jet stream at 200 hPa provided favorable conditions for the development of the torrential rainstorm. Cyclonic circulation at 700 hPa and the unique topography in Yili Valley forced the airflow to converge and rise. The torrential rainstorm was characterized by heavy rainfall intensity, concentrated location, and spatial and temporal heterogeneity, indicating a typical mesoscale weather event. We simulated the development and occurrence of the torrential rainstorm using the WRF model, which successfully reproduced the precipitation area, intensity, and development trends during the rainstorm. Then we analyzed the characteristics of gravity waves during the rainstorm event using FFT and cross-spectral and wavelet cross-spectral analysis methods. The results showed that wave signals were prominent at an altitude of 19 km, with a clear single peak and a narrow spectrum. Waves at this altitude had horizontal wavelengths of 40–110 km and periods of 50–160 min. The wave phase velocities were concentrated within a range of −25 m/s to −10 m/s, and the waves propagated westwards.
Using cross-spectral analysis, we determined that the gravity waves were the crucial waves during the rainstorm. These gravity waves occurred mainly between 09:00 and 12:00 UTC, June 17, in the regions 79.17–79.93○E, 81.35–81.45○E, and 81.5–81.83○E. Wavelet cross-spectral analysis showed that gravity waves in the region 81.5–81.83○E were closely correlated with the 1 h accumulated precipitation, a possible rainstorm precursor for precipitation forecasting.
In conclusion, the comprehensive application of FFT and cross-spectral and wavelet cross-spectral analysis based on vertical velocity, horizontal divergence, and vertical vorticity could identify the signals of gravity waves, diagnose their parameters, and obtain the characteristics of their spatiotemporal evolution. The region and time experiencing extreme rainfall corresponded well with the IGWs described above. This spatiotemporal correspondence implies an interaction between the precipitation and IGWs and there may be a positive feedback mechanism between them to enforce and maintain the precipitation and IGWs during the rainstorm. Therefore, the use of these methods together may be helpful in numerical modeling and forecasting, and applying the knowledge of gravity waves to improve weather forecasts. We applied these methods for one case; further cases should be studied to examine and improve the methods and identify more potential rainstorm precursors. Avenues for future studies should include determining the mechanism of gravity wave generation during severe convection events, the role of the unique topography of Xinjiang, and the feedback of gravity waves to the mean flow.